Search Result

281 - 300 of 1274 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]