Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

…

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 2.8 Record keeping

PERG 15.7 Transitional provisions [deleted]

MAR 9.1 Application, introduction, approach and structure

COLL 6.10 Senior personnel responsibilities

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 4.8 Administering a regulated mortgage contract

CASS 11.12 CASS 11 resolution pack

DEPP 2.2 Warning notices and first supervisory notices

MAR 7A.3 Requirements for algorithmic trading

GENPRU 3.1 Application

LR 3.3 Shares

PERG 12.6 Advising on conversion or transfer of pension benefits

REC 6.3 Recognition requirements

LR 16.1 [deleted]

LR 5.5 Miscellaneous

CONC 4.2 Pre-contract disclosure and adequate explanations

SUP 2.4 'Mystery shopping'

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products