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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

EG 6.7 Behaviour in the context of takeover bid

As Published: 2016

EG 6.7 Behaviour in the context of takeover bid

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements