Search Result

261 - 280 of 1686 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COND 1.3 General

As Published: 2013

COND 1.3 General

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions