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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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Similar To

SUP 5.2 The FCA’s power

CASS 11.2 Firm classification

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

EG 11.4 Determining the amount of restitution

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REC 3.7 Auditors

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PERG 4.4 What is a regulated mortgage contract?

SYSC 19E.2 Remuneration policies and practices

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CONC App 1.3 Exemption of certain credit agreements secured on land

EG 14.2 Choice of powers