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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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Similar To

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.32 The Payment Accounts Regulations 2015

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SUP 16.14 Client money and asset return

PERG 7.6 Applications for a certificate

COCON 2.1 Individual conduct rules

COLL 1.1 Applications and purpose

CASS 6.1 Application

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 2.1 Authorised fund applications

COBS 2.4 Agent as client and reliance on others

SUP 12.9 Record keeping

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]