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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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Similar To

REC 6.2 Applications

PERG 13.4 Financial instruments

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

GEN 1.3 Emergency

SYSC 5.1 Skills, knowledge and expertise

LR 2.2 Requirements for all securities

PERG 5.1 Application and purpose

REC 3.20 Disciplinary action relating to members