Search Result

241 - 260 of 1437 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order