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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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Similar To

PERG 8.12 Exemptions applying to all controlled activities

SUP 1A.2 Introduction

PERG 8.14 Other financial promotions

PERG 6.7 Examples

CASS 7.19 Clearing member client money sub-pools

RCB 3.5 Other notifications

SUP 12.5 Contracts: required terms

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

BIPRU 3.2 The central principles of the standardised approach to credit risk

EG 7.1 The FCA’s use of sanctions

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 8.4 Reliance on waivers

EG 3.1 Introduction

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

COLL 6.2 Dealing

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 3.16 Information technology systems

SUP 16.12 Integrated Regulatory Reporting

FEES 2.1 Introduction