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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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Effective Period

Similar To

SUP 10A.5 Significant-influence functions

SUP 10A.15 References and accurate information

SUP 10A.12 Procedures relating to FCA-approved persons

FEES 2.1 Introduction

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

DEPP 6A.2 Deciding whether to take action

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

EG 2.2 Case selection and referral criteria

SYSC 21.1 Risk control: guidance on governance arrangements

DEPP 8.2 Use of the own-initiative variation of approval power: general

COLL 2.1 Authorised fund applications

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

APER 1.2 Purpose

COCON 1.2 Investments

EG 20.1 Introduction

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

DEPP 3.2 The operation of the RDC

EG 19.27 Alternative Investment Fund Managers Regulations 2013

FIT 2.2 Competence and capability

EG 3.3 Reports by skilled persons (section 166)