Search Result

121 - 140 of 1183 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COND 1.3 General

As Published: 2013

COND 1.3 General

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody