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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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