Search Result

421 - 440 of 1211 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

MIPRU 4.2E Use of external credit assessments

As Published: 2015

MIPRU 4.2E Use of external credit assessments

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SYSC 4.9

As Published: 2015

SYSC 4.9

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities