Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

…

IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

…

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

…

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

…

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

INSPRU 1.2 Mathematical reserves

SUP 12.1 Application and purpose

EG 15.1 Introduction

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

SUP 6.4 Applications for cancellation of permission

MAR 10.4 Position reporting

SUP 11.2 Purpose

MCOB 5.4 Information on regulated mortgage contracts: general

PERG 16.6 Exclusions

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 9.3 The definition

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

BIPRU 7.9 Use of a CAD 1 model