Search Result

201 - 220 of 1487 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose