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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 3.1

As Published: 2005

DTR 3.1

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers