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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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Similar To

COBS 18.1 Trustee Firms

MCOB 3B.1 Provision of general information

COBS 12.3 Non-independent research [deleted]

DTR 5.11 Third country issuers

SYSC 18.5 Settlement agreements with workers

MAR 2.5 The Price Stabilising Rules: overseas provisions

CONC 7.11 Disclosures relating to “authority” or “status”

MCOB 4.6A Rolling-up of fees or charges into loan

MCOB 10A.2 APRC: mathematical formula and assumptions

RCB 6.1 Application and purpose

SUP 3.5 Auditors' independence

DISP 3.2 Jurisdiction

DISP 1.4 Complaints resolution rules

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 8.7 Engage in investment activity

EG 9.8 The effect of the FCA's decision to make a prohibition order

LR 12.6 Treasury shares

EG 3.5 Official listing investigations (section 97)

MAR 6.2 Purpose