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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

As Published: 2015

IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

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MCOB 7.3 General

As Published: 2015

MCOB 7.3 General

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