Search Result

1061 - 1080 of 1481 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

…

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

…

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

…

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

…

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

…

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

…

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

…

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

…

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

…

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

…