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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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