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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

…

MCOB 10A.3 APRC: additional assumptions

As Published: 2018

MCOB 10A.3 APRC: additional assumptions

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

…

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

…

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

…

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

…

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

…

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

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