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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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Similar To

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

MCOB 4.8A Execution-only sales

SUP 16.6 Compliance reports

SUP 16.7A Annual report and accounts

SUP 10C.8 The other local responsibility function (SMF22)

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

LR 19.1 Application

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

REC 6.5 FCA decision on recognition

EG 19.23 Electronic Money Regulations 2011

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

SUP 16.22 Reporting under the Payment Accounts Regulations

EG 10.1 Introduction

LR 16.3 [deleted]

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]