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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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