Search Result

421 - 440 of 1481 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose