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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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Effective Period

Similar To

PERG 2.3 The business element

LR 19.2 Requirements for listing

SUP 15.6 Inaccurate, false or misleading information

APER 4.4 Statement of Principle 4

COLL 4.2 Pre-sale notifications

SUP 11.9 Changes in close links

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

SYSC 4.6

DEPP 6.4 Financial penalty or public censure

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

CONC 7.11 Disclosures relating to “authority” or “status”

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]