Search Result

321 - 340 of 1362 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

APER 1.1A Application

As Published: 2015

APER 1.1A Application

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

As Published: 2018

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker