Search Result

461 - 480 of 877 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

LR 14.1 Application

As Published: 2005

LR 14.1 Application

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities