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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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