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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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Similar To

PERG 7.4 Does the article 54 exclusion apply?

PERG 8.36 Illustrative tables

COLL 2.1 Authorised fund applications

EG 4.5 Notice of termination of investigations

PERG 14.4 Activities relating to home purchase plans

SYSC 22.9 Records and transitionals

PERG 7.2 Introduction

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

FEES 13.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

SUP 2.4 'Mystery shopping'

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 5.2 When settlement decisions may take place

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.9 Circumstances where the restriction in section 21 does not apply

EG 10.4 Other relevant powers

PERG 8.31 Exclusions for advising on investments

SUP 1A.2 Introduction

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]