Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

…

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19D.1 Application and purpose

EG 4.11 Approach to interviews and interview procedures

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2A.4 Power and procedure for RAP penalties and censures

SYSC 10.1 Application

COLL 2.1 Authorised fund applications

ICOBS 2.2 Communications to clients and financial promotions

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

PERG 13.1 Introduction

FEES 4.2 Obligation to pay periodic fees

REC 6.3 Recognition requirements

FEES 13.1 Application and purpose

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

CONC 3.5 Financial promotions about credit agreements not secured on land

CONC 3.7 Financial promotions and communications: credit brokers