Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5.3 Trading process requirements

SUP 4.3 Appointment of actuaries

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COLL 7.7 UCITS mergers

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 16.13 Reporting under the Payment Services Regulations

DTR 8.2 Approval as a primary information provider

SUP 10C.16 References and accurate information

CREDS 8.3 Approved persons

GEN 6.1 Payment of financial penalties

REC 2.2 Method of satisfying the recognition requirements

EG 6.1 Publicity during FCA investigations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)