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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report