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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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EG 19.35 Data Reporting Services Regulations 2017

PERG 2.6 Specified investments: a broad outline

DEPP 3.2 The operation of the RDC

SYSC 6.2 Internal audit

CREDS 9.2 Reporting

REC 4.3 Risk assessments for UK recognised bodies

REC 2.5 Systems and controls, algorithmic trading and conflicts

LR 8.4 Role of a sponsor: transactions

SUP 16.13 Reporting under the Payment Services Regulations

LR 1.2 Modifying rules and consulting the FCA

EG 19.10 Enterprise Act 2002

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SYSC 2.2 Recording the apportionment

SUP 16.17 Remuneration reporting [deleted]

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

APER 1.1A Application

DEPP 6.5A The five steps for penalties imposed on firms

EG 7.1 The FCA’s use of sanctions