Search Result

141 - 160 of 1436 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SYSC 4.7

As Published: 2015

SYSC 4.7

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares