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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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REC 3.8 Financial and other information

DTR 1.4 Suspension of trading

COLL 7.7 UCITS mergers

REC 3.14A Operation of a trading venue

LR 9.4 Documents requiring prior approval

MAR 1.2 Market Abuse: general

BIPRU 7.10 Use of a Value at Risk Model

LR 5.5 Miscellaneous

SUP 16.12 Integrated Regulatory Reporting

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

DTR 2.5 Delaying disclosure of inside information

LR 20.5 Disclosures

CASS 5.5 Segregation and the operation of client money accounts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy