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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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