Search Result

521 - 540 of 1464 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

SYSC 22.4 Drafting the reference: detailed requirements

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)