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MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

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BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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SUP 15.11 Notification of COCON breaches and disciplinary action

SUP 11.5 Notifications by firms

SUP 10C.11 Statements of responsibilities

LR 4.3 Approval and publication of listing particulars

PERG 4.6 Advising on regulated mortgage contracts

DISP App 1.2 The standard approach to redress

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 7.6 Applications for a certificate

DTR 1.4 Suspension of trading

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

REC 2.12 Availability of relevant information and admission of financial instruments to trading

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers