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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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Effective Period

Similar To

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 4.8 Scoping discussions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 2.11 Senior management responsibility

SYSC 13.4 Requirements to notify the appropriate regulator

COLL 8.5 Powers and responsibilities

EG 2.12 Co-operation

PERG 1.2 Introduction

MAR 5.6 Reporting requirements

CASS 5.4 Non-statutory client money trust

PERG 8.5 In the course of business

ICOBS 6.1 Providing product information to customers: general

PERG 2.5 Investments and activities: general

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 2.4 Case selection: Unauthorised business

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

MAR 10.2 Position limit requirements

REC 4.6 The section 296 power to give directions