Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

…

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

…

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

…

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 11.1 The right to cancel

FIT 1.2 Introduction

COND 1.3 General

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

LR 10.8 Miscellaneous

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 3.2 Purpose

LR 5.5 Miscellaneous

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

LR 3.3 Shares

SYSC 8.1 General outsourcing requirements

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

SYSC 4.6

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

MCOB 9.4 Content of illustrations

PERG 8.28 Advice or information

EG 19.21 The conduct of investigations under the Payment Services Regulations