Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 11.1 Introduction

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 11.1 Application

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 4.8 Notifications for UCITS master-feeder arrangements

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 15.5 Removal of a disqualification

DEPP 1.2 Introduction to statutory notices

PERG 7.3 Does the activity require authorisation?

EG 19.23 Electronic Money Regulations 2011

SUP 5.1 Application and purpose

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

LR 10.8 Miscellaneous

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 15.2 General

SUP App 2.7 Capital resources below the level of individual capital guidance

DTR 6.3 Dissemination of information

LR 9.3 Continuing obligations: holders