Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

…

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 3.2A Information requests (section 122A)

PRIN 3.4 General

DISP 3.8 Dealing with information

COLL 11.2 Approval of a feeder UCITS

BIPRU 7.7 Position risk requirements for collective investment undertakings

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

BIPRU 8.1 Application

EG 3.10 Liaison where other authorities have an interest

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

LR 19.1 Application

COBS 12.4 Investment recommendations

EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

MCOB 4.7A Advised sales

DISP App 1.1 Introduction

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable