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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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EG 9.4 Prohibition orders against exempt persons and members of professional firms

MAR 5.6 Reporting requirements

SUP 4.4 Appropriate actuaries

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

EG 9.5 Prohibition orders against other individuals

EG 16.4 The effect of a disapplication order

REC 3.24 Transfers of ownership

DTR 8.3 Criteria for approval as a primary information provider

LR 6.13 Externally managed companies

LR 8.1 Application

MAR 4.4 Exceptions

DEPP 8.5 Effects of a breach of condition or time limitation

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements