Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 6.4 Mortgages: content of the offer document

MCOB 4.11 Sale and rent back: advising and selling standards

CASS 6.6 Records, accounts and reconciliations

MCOB 9.3 Pre-application disclosure

PERG 4.10A Activities within scope of the Mortgage Credit Directive

CONC 8.3 Pre contract information and advice requirements

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

COBS 6.1A Adviser charging and remuneration

PERG 2.7 Activities: a broad outline

COBS 6.1C Consultancy charging and remuneration

MCOB 4A.2 Adequate explanations

MCOB 4.1 Application

MCOB 3A.2 The fair, clear and not misleading rules

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

SYSC 4.6

COBS 9.6 Special rules for giving basic advice on a stakeholder product

MAR 8.3 Requirements for benchmark administrators [deleted]

DISP 1.1 Purpose and application

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

COBS 6.1E Platform services: platform charges and using a platform service for advising