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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.1 Application

As Published: 2005

LR 8.1 Application

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

…

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

…

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

…

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

…

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

…

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

…

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

…

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