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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose