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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing