Search Result

301 - 320 of 1276 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SYSC 4.7

As Published: 2015

SYSC 4.7

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents