Search Result

121 - 140 of 286 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

LR 16.1 [deleted]

As Published: 2005

LR 16.1 [deleted]

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

DTR 2.7 Dealing with rumours

As Published: 2016

DTR 2.7 Dealing with rumours