Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

MCOB 6.4 Mortgages: content of the offer document

REC 4.1 Application and purpose

REC 3.26 Proposals to make regulatory provision

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COLL 11.6 Winding up, merger and division of master UCITS

SYSC 5.2

SUP 10C.11 Statements of responsibilities

SUP 15.7 Form and method of notification

EG 3.7 Investigations to assist overseas authorities (section 169)

REC 4.3 Risk assessments for UK recognised bodies

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

EG 4.8 Scoping discussions

SUP 4.3 Appointment of actuaries

EG 19.21 The conduct of investigations under the Payment Services Regulations

BIPRU 7.10 Use of a Value at Risk Model

SUP 3.8 Rights and duties of auditors

SYSC 3.2 Areas covered by systems and controls

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

EG 19.7 The Open-Ended Investment Companies Regulations 2001